KBW's Financial Services Group is one of the most active advisors in the field. We serve public and private clients in the specialty finance, mortgage finance, securities, alternative asset management, and financial technology sectors, among others. We provide merger, acquisition and divestiture, general & strategic, and special committee advisory services. Our core services also include secondary, follow-on, and private placement equity offerings, as well as public and private debt offerings, hybrid security offerings, and IPOs.
Our senior bankers bring unique and nuanced insight to our distinctive set of clients. Our team has extensive advisory and capital raising experience in a range of transaction types across the financial institutions sector. Our teams in North America and Europe coordinate closely on many assignments—particularly in the areas of asset management and securities. All assignments are staffed with senior bankers who serve as independent advisors to our clients.
Select Transactions (more)
|DATE||KBW CLIENT||TRANSACTION||Value (MM)|
|07/14/16||Abel Noser||Sale of Abel Noser to Estancia||N/A|
|06/22/16||Hercules Capital||Senior Notes Offering||$69.0|
|05/26/16||Fidus Investment Corporation||Follow-On Offering||$38.0|
|05/16/16||American Homes 4 Rent||Preferred Stock Offering||$225.0|
|04/13/16||Newtek Business Services Corp.||Senior Notes Offering||$40.0|
|08/31/15||Hatteras Financial Corp.||Acquisition of Pingora Asset Management, LLC||$28.0|
|08/18/15||PennantPark Floating Rate Capital Ltd.||Acquisition of MCG Capital Corp.||$176.0|
|08/12/15||Houlihan Lokey Inc.||Initial Public Offering||$253.6|
|04/13/15||Blackstone Mortgage Trust Inc.||Follow-On Offering||$701.5|
|03/31/15||Impac Mortgage Holdings, Inc.||Acquisition of the mortgage operations of CashCall Inc.||$137.8|
|01/20/15||Cronos Holding Company Ltd.||Sale of Cronos Ltd. to Bohai Leasing Co., Ltd. a subsidiary of the HNA Group||N/A|