KBW Company Logo White KBW Company Logo Color

Katherine Baken

Managing Director

Chief Operating Officer

Katherine Baken joined Keefe, Bruyette & Woods (KBW) in 2009 and supervises the operations of the Equities departments. Prior to joining KBW, she was a Director at UBS Investment Bank, leading the U.S. and international marketing teams for deal, non-deal, and M&A roadshows.

Kathy has over 25 years of experience in the industry, beginning her career in the Equity Capital Markets Group of Donaldson, Lufkin & Jenrette (DLJ). Kathy also proudly sits on the leadership team for the Stifel Women's Initiative Network (WIN).

Contact Us

If you’re interested in learning more about KBW, please send us a brief message and we will contact you shortly.

Get in Touch
Thank you for your message. It has been sent.
One or more fields have an error. Please check and try again.

For security purposes, do not include the following in any e-mail correspondence:

  • Account Numbers
  • Client Account User IDs
  • Passwords
  • Social Security Numbers

In addition, Stifel cannot accept the following via e-mail:

  • Purchase or sale orders
  • Instructions for the transfer or distribution of funds
  • Change of address

Please contact your Financial Advisor regarding any of the above.