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Katherine Baken

Managing Director

Equities Business Manager

Katherine Baken joined KBW in 2009 and supervises the routine operations of the Equities departments. Prior to joining KBW, she was a Director at UBS Investment Bank, leading their U.S. and international marketing teams for deal, non-deal and M&A roadshows.

Kathy has over 20 years of experience in the industry, beginning her career with Donaldson, Lufkin and Jenrette in the Equity Capital Markets Group. She currently participates on the leadership team for the Stifel WIN (Women’s Initiative Network) group.

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